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Monday, 10/09/2012 17:19

AVS: Result of transaction of connected person

AVS: Result of transaction of connected person

  1. Name of issuer: AU VIET SECURITIES CORPORATION
  2. Stock code: AVS
  3. Name of person connected with a person discharging managerial responsibility (PDMR)/Director: Ms. Vu Thi Thanh Thuy
  4. Name of PDMR/Director: Mr. Doan Duc Vinh
  5. Position: Chair of the Board
  6. Relation between connected person and PDMR/Director: spouse
  7. Securities type: Common stock
  8. Number of shares held by connected person before transaction: 9,113,200 shares (25.314444% of Charter Capital)
  9. Number of shares registered for acquisition: 1,538,300 shares
  10. Number of shares acquired: 1,538,300 shares
  11. Total holding following transaction: 10,651,500 shares (29.5875% of Charter Capital)
  12. Date of transaction: 04/09/2012
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>   CJC: Notice of transaction of Directors, PDMR (Ms. Hoa) (10/09/2012)

>   LSS: Transaction of inside shareholder (10/09/2012)

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>   MAFPF1: Transaction of affiliated person - Revised on September 6, 2012 (10/09/2012)

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>   BBC: Change in the ownership ratio of a major shareholder (SSI Asset Management (SSIAM)) (10/09/2012)

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>   BBC: Change in the ownership ratio of a major shareholder (SSI Vision Fund) (10/09/2012)

>   BHS: Transaction of inside shareholder (10/09/2012)

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