NOS: Corporate Governance report (first 06 months)
CORPORATE GOVERNANCE
(first 06 months/2012)
Company: Northern Shipping JSC
Address: 278 To Duc Thang, Dong Da, Hanoi
Tel.: 04.38512688 Fax: 0438569967
Email: nosco@nosco.com.vn
Charter capital: VND 114,560,000,000
Stock code: NOS
I. BOD Activities (first 06 months/2012)
Meetings:
No.
Members of BOD
Title
Attendance
Rate
Reasons for not attending
1
Mr. Nguyen Canh Viet
Chair of the Board
5
100%
2
Ms. Le Thi Ly
Director
13
3
Mr. Nguyen Tuan Anh
4
Mr. Trinh Huu Luong
Mr. Lai Van Thuc
6
Mr. Tran Duc Thang
7
Mr. Tran Thanh Ha
8
Ms. Do Phuong Hong
II. Board Resolutions (first 06 months/2012)
Board Resolution No.
Date
Content
93/2012/NQ-HĐCĐ
10/1/2012
Adjustment in Revenue and profit in 2011
94/2012/NQ-HĐQT
19/3/2012
Convert the convertible bonds 2010
95/2012/NQ-HĐQT
14/3/2012
AGM 2012
01/2012/NQ-HĐQT
10/5/2012
Appointed Chair of the board and Deputy Chair of the board, Management board (draft)
22/5/2012
Appointed Chair of the board and Deputy Chair of the board, Management board
03/2012/NQ-HĐQT
4/6/2012
Sell Long Bien ship and TB06 ship
01/QD-HDQT
23/5/2012
Operating plan 2012
02/QD-HDQT
08/6/2012
Mr. Nguyen Tang Mai has resigned from Deputy General Manager
III. Change in connected persons/ institutions
Name of connected persons/institutions
Trading account (if any)
Position of PDMR at the company (if any)
Date to become connected persons/ institutions
Date no longer connected persons/ institutions
Reasons
Nguyen Canh Viet
Chair oF the board
05/5/2012
Nguyen Tuan Anh
Nguyen Van Hanh
Member of Supervisory board
Le Dang Bay
Le Thi Ly
Chair of the board
General Manager, Deputy Chair of the board
Ho Thuy Hang
Chief of Supervisory board
Nguyen Ngoc Chau
Dinh Ngoc Lam
IV. Transactions of PDMRs and connected persons/ institutions
1. List of PDMRs and connected persons
Name
Shareholding at the end of the term
Shareholding percentage at the end of the term (%)
Note
28315
0.24
General Manager, Deputy chair of the board
69196
0.6
Lai Van Thuc
20539
0.17
Trinh Huu Luong
10400
0.09
Tran Duc Thang
14894
0.13
Do Phuong Hong
Chief accountant
10,709
Tran Thanh Ha
Deputy General manager
13,690
0.11%
Mai Tien Khanh
Deputy General Manager
23,688
0.2
9
Nguyen Cong Thanh
1,500
0.01
10
1,200
11
8,214
0.07%
12
3,674
0.03%
2. Transactions of PDMRs and connected persons/ institutions
Relation with PDMR
Shareholding at the beginning of the term
Reason (buy, sell, transfer, dividend, bonus share...)
Share
Percentage
Nguyen Canh Duong
Connected person
16,833
0.15%
130,725
1.14%
buy
13,092
0
sell
0.09%
3. Other transactions : No
VHF: Result of transactions of Directors, PDMR (Pham Van Hai) (02/08/2012)
ACE: Notice of record date for Dividend payment (02/08/2012)
WSB: Financial Statement Quarter 2_2012 (02/08/2012)
SHP: Corporate Governance report (first 06 months) (02/08/2012)
HNX
> BTS: Corporate Governance report (first 06 months) (02/08/2012)
> NNT: Corporate Governance report (first 06 months) (02/08/2012)
> DNF: Corporate Governance report (first 06 months) (02/08/2012)
> HTP: Corporate Governance report (first 06 months) (02/08/2012)
> HNX notice: HPC removed out of supervision (02/08/2012)
> EOD Results of HNX 30 Index on 01/08/2012 (02/08/2012)
> EOD Results of HNX 30 Index on 02/08/2012 (02/08/2012)
> HNX notice: Alert on VDS removed (02/08/2012)
> ASM: ASM chooses the auditing company in 2012 (02/08/2012)
> BCE: BCE chooses the auditing company in 2012 (02/08/2012)
