APG: Corporate Governance report (first 06 months)
CORPORATE GOVERNANCE
(first 06 months/2012)
Company: AnPhat Securities Joint Stock Company
Stock code: APG
I. BOD Activities (first 06 months/2012)
Meetings:
No.
Members of BOD
Title
Attendance
Rate
Reasons for not attending
1
Tran Kim Phuong
Chair of the Board
6
100%
2
Nguyen Cuong
Deputy Chair of the Board
3
Le Quoc Hung
Director
4
Trinh Trung Chinh
5
Tran Thien Ha
Bui Huy Dam
7
Tran Thi Thanh Thuy
II. Board Resolutions (first 06 months/2012)
Board Resolution No.
Date
Content
001/2012/QD/HDQT
01/3/2012
Sell stocks
002/2012/QD/HDQT
06/4/2012
Approve Operating plan 2012
003/2012/QD/HDQT
16/4/2012
Expense for brocker
004/2012/QD/HDQT
Expense for cash balance
005/2012/QD/HDQT
006/2012/QD/HDQT
Expense for deposited
007/2012/QD/HDQT
25/4/2012
Reward staff
8
008/2012/QD/HDQT
08/5/2012
Buy stock of Viet health JSC
9
009/2012/QD/HDQT
Adjusted in representative at Viet Health JSC
10
010/2012/QD/HDQT
10/5/2012
Change representative at Viet Health JSC
11
011/2012/QD/HDQT
17/5/2012
Cancel plan to listing on HOSE
12
012/2012/QD/HDQT
Selection of auditor for fiscal year 2012
13
013/2012/QD/HDQT
The BOD and Supervisory board in period 2012 - 2016
14
014/2012/QD/HDQT
09/7/2012
Adjustment rate for customers service
15
015/2012/QD/HDQT
Sell stock
16
016/2012/QD/HDQT
Mission for the BOD
17
017/2012/QD/HDQT
Payment for the BOD
18
018/2012/QD/HDQT
Appointed Secretary
19
019/2012/QD/HDQT
III. Change in connected persons/ institutions
Name of connected persons/institutions
Trading account (if any)
Position of PDMR at the company (if any)
Date to become connected persons/ institutions
Date no longer connected persons/ institutions
Reasons
signed
Signed
Appointed
IV. Transactions of PDMRs and connected persons/ institutions
1. Transactions of PDMRs and connected persons/ institutions
Name
Relation with PDMR
Shareholding at the beginning of the term
Shareholding at the end of the term
Reason (buy, sell, transfer, dividend, bonus share...)
Share
Percentage
135,000
1%
3. Other transactions
HNX
> HNX notice: Alert on VND removed (08/08/2012)
> VCV: Director kept in temporary detention (08/08/2012)
> ACB: Corporate Governance report (first 06 months) (08/08/2012)
> CLS: Corporate Governace report (first 06 months) (08/08/2012)
> HBBS: HBBS reports corporate governance & liquidity ratio for the first 6 months of 2012 (08/08/2012)
> HBC: Reports the change in the ownership ratio (08/08/2012)
> NVS: NVS reports corporate governance for the first 6 months of 2012 (08/08/2012)
> TCSC: TCSC reports corporate governance for the first 6 months of 2012 (08/08/2012)
> LVS: LVS discloses liquidity ratio for the first 6 months of 2012 (08/08/2012)
> PNS: PNS reports corporate governance for the first 6 months of 2012 (08/08/2012)
