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Friday, 27/07/2012 11:29
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AVS: Corporate Governance report (first 06 months) CORPORATE GOVERNANCE |
(first 06 months/2012)
Company: AU VIET SECURITIES CORPORATION
Address: Level 3, 194 Nguyen Cong Tru, District 1, Hochiminh city
Tel.: (08) 38216789 Fax: (08) 38213399
Email: info@avsc.com.vn
Charter capital: VND 360 billion
Stock code: AVS
I. BOD Activities (first 06 months/2012)
Meetings:
|
No. |
Members of BOD |
Title |
Attendance |
Rate |
Reasons for not attending |
|
1 |
Mr. Doan Duc Vinh |
Chair of the Board |
7 |
100% |
|
|
2 |
Mr. Nguyen Hoang Long |
Director |
7 |
100% |
|
|
3 |
Mr. Nguyen Thanh Hai |
Director |
7 |
100% |
|
|
4 |
Mr. Ngyuen Khac Lac |
Director |
7 |
100% |
|
|
5 |
Mr. Hoang Duc Hoa |
Director |
7 |
100% |
|
II. Board Resolutions (first 06 months/2012)
|
No. |
Board Resolution No. |
Date |
Content |
|
1 |
1/2012/NQ-AVSC/HDQT |
03/1/2012 |
Trading shares in 01/2012 |
|
2 |
2/2012/NQ-AVSC/HDQT |
31/1/2012 |
Trading shares in 02/2012 |
|
3 |
3/2012/NQ-AVSC/HDQT |
29/2/2012 |
Trading shares in 03/2012 |
|
4 |
4/2012/NQ-AVSC/HDQT |
03/4/2012 |
Trading shares in 04/2012 |
|
5 |
5/2012/NQ-AVSC/HDQT |
03/5/2012 |
Trading shares in 05/2012 |
|
6 |
6/2012/NQ-AVSC/HDQT |
01/6/2012 |
Trading shares in 06/2012 |
|
7 |
7/2012/NQ-AVSC/HDQT |
30/6/2012 |
Set up provision for stocks of first 6 months 2012 |
III. Change in connected persons/ institutions
|
No. |
Name of connected persons/institutions |
Trading account (if any) |
Position of PDMR at the company (if any) |
Date to become connected persons/ institutions |
Date no longer connected persons/ institutions |
Reasons |
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IV. Transactions of PDMRs and connected persons/ institutions
1. List of PDMRs and connected persons
|
No. |
Name |
Trading account (if any) |
Position of PDMR at the company (if any) |
Shareholding at the end of the term |
Shareholding percentage at the end of the term |
Note |
|
1 |
Doan Duc Vinh |
|
Chair of the board |
5,059,700 |
14.05% |
|
|
2 |
Vu Thi Thanh Thuy |
|
|
|
1,200,000 |
3.33% |
|
|
3 |
Nguyen Thanh Hai |
|
Deputy Chair of the board |
3,411,100 |
9.48% |
<P STYLE='TEXT-ALIGN: JUSTIFY; LINE-HEIGHT: 150%; MARGIN: 0PT; TAB-STOPS: LIST 36.0PT' class=MsoNormal> |
|
4 |
Nguyen Hoang Long |
|
Deputy Chair of the board – General manager |
900,000 |
2.5% |
|
|
5 |
Hoang Duc Hoa |
|
Director |
500,000 |
1.39% |
|
|
6 |
Nguyen Khac Lac |
|
Director |
1,750,000 |
4.86% |
|
|
7 |
Nguyen Van Quang |
|
Chief of Supervisory board |
3,000 |
0.01% |
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|
8 |
Nguyen Thi Bich Hong |
|
Member of Supervisory board |
161,000 |
0.45% |
|
|
9 |
Trieu Hoang Phuong Anh |
|
Member of Supervisory board |
20,000 |
0.06% |
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|
10 |
Bui Van Truong |
|
Deputy General Manager |
0 |
0 |
|
|
11 |
Tran Lan Huong |
|
Chief Accountant |
0 |
0 |
|
2. Transactions of PDMRs and connected persons/ institutions
|
No. |
Name |
Relation with PDMR |
Shareholding at the beginning of the term |
Shareholding at the end of the term |
Reason (buy, sell, transfer, dividend, bonus share...) |
|
Share |
Percentage |
Share |
Percentage |
|
1 |
Nguyen Thanh Hai |
|
3,750,000 |
10.42% |
3,411,100 |
9.48% |
Restructure investment |
|
|
Nguyen Thi Bich Hong |
|
147,000 |
0.41% |
161,000 |
0.45% |
Increase shareholding |
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3. Other transactions
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No. |
Name |
Relation with PDMR |
<TD STYLE='BORDER-BOTTOM: WINDOWTEXT 1PT SOLID; BORDER-LEFT: #F0F0F0; PADDING-BOTTOM: 0PT; BACKGROUND-COLOR: TRANSPARENT; PADDING-LEFT: 5.4PT; WIDTH: 126.25PT; PADDING-RIGHT: 5.4PT; BORDER-TOP: WINDOWTEXT 1PT SOLID; BORDER-RIGHT: WINDOWTEXT 1PT SOLID; PADDING-TOP: 0PT; MSO-BORDER-ALT: SOLID WINDOWTEXT .5PT; MSO-BORDER-LEFT-ALT: SOLID WINDOWTEXT .5PT' vAlign=top width=168 colSpan=2>
Shareholding at the beginning of the term
Shareholding at the end of the term |
Reason (buy, sell, transfer, dividend, bonus share...) |
|
Share |
Percentage |
Share |
Percentage |
|
1 |
BENTRE AQUAPRODUCT IMPORT AND EXPORT JOINT STOCK COMPANY |
|
No detail |
|
1,919,600 |
5.33% |
|
|
2 |
Doan Duc Tuyen |
|
2,961,100 |
8.23% |
2,961,100 |
8.23% |
|
AVS: Corporate Governance report (first 06 months)
(first 06 months/2012)
Company: AU VIET SECURITIES CORPORATION
Address: Level 3, 194 Nguyen Cong Tru, District 1, Hochiminh city
Tel.: (08) 38216789 Fax: (08) 38213399
Email: info@avsc.com.vn
Charter capital: VND 360 billion
Stock code: AVS
I. BOD Activities (first 06 months/2012)
Meetings:
|
No. |
Members of BOD |
Title |
Attendance |
Rate |
Reasons for not attending |
<TR STYLE='MSO-YFTI-IROW: 1'>
1 |
Mr. Doan Duc Vinh |
Chair of the Board |
7 |
100% |
|
|
2 |
Mr. Nguyen Hoang Long |
Director |
7 |
100% |
|
|
3 |
Mr. Nguyen Thanh Hai |
Director |
7 |
100%</SPAN> |
|
|
4 |
Mr. Ngyuen Khac Lac |
Director |
7 |
100% |
|
|
5 |
Mr. Hoang Duc Hoa |
Director |
7 |
100% |
|
II. Board Resolutions (first 06 months/2012)
|
No. |
Board Resolution No. |
Date |
Content |
|
1 |
1/2012/NQ-AVSC/HDQT |
03/1/2012 |
Trading shares in 01/2012 |
|
2 |
2/2012/NQ-AVSC/HDQT |
31/1/2012 |
Trading shares in 02/2012 |
|
3 |
3/2012/NQ-AVSC/HDQT |
29/2/2012 |
Trading shares in 03/2012 |
|
4 |
4/2012/NQ-AVSC/HDQT |
03/4/2012 |
Trading shares in 04/2012 |
|
5 |
5/2012/NQ-AVSC/HDQT |
03/5/2012 |
Trading shares in 05/2012 |
|
6 |
6/2012/NQ-AVSC/HDQT |
01/6/2012 |
Trading shares in 06/2012 |
|
7 |
7/2012/NQ-AVSC/HDQT |
30/6/2012 |
Set up provision for stocks of first 6 months 2012 |
III. Change in connected persons/ institutions
|
No. |
Name of connected persons/institutions |
Trading account (if any) |
Position of PDMR at the company (if any) |
Date to become connected persons/ institutions |
Date no longer connected persons/ institutions |
Reasons |
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IV. Transactions of PDMRs and connected persons/ institutions
1. List of PDMRs and connected persons
|
No. |
Name |
Trading account (if any) |
Position of PDMR at the company (if any) |
Shareholding at the end of the term |
Shareholding percentage at the end of the term |
Note |
|
1 |
Doan Duc Vinh |
|
Chair of the board |
5,059,700 |
14.05% |
|
|
2 |
Vu Thi Thanh Thuy |
|
|
1,200,000 |
3.33% |
|
|
3 |
Nguyen Thanh Hai |
|
Deputy Chair of the board |
3,411,100 |
9.48% |
|
|
4 |
Nguyen Hoang Long |
|
Deputy Chair of the board – General manager |
900,000 |
2.5% |
|
|
5 |
Hoang Duc Hoa |
|
Director |
500,000 |
1.39% |
|
|
6 |
Nguyen Khac Lac |
|
Director |
1,750,000 |
4.86% |
|
|
7 |
Nguyen Van Quang |
|
Chief of Supervisory board |
3,000 |
0.01% |
|
|
8 |
Nguyen Thi Bich Hong |
|
Member of Supervisory board |
161,000 |
0.45% |
|
|
9 |
Trieu Hoang Phuong Anh |
|
Member of Supervisory board |
20,000 |
0.06% |
|
|
10 |
Bui Van Truong |
|
Deputy General Manager |
0 |
0 |
|
|
11 |
Tran Lan Huong |
|
Chief Accountant |
0 |
0 |
|
2. Transactions of PDMRs and connected persons/ institutions
|
No. |
Name |
Relation with PDMR |
Shareholding at the beginning of the term |
Shareholding at the end of the term |
Reason (buy, sell, transfer, dividend, bonus share...) |
|
Share |
Percentage |
Share |
Percentage |
|
1 |
Nguyen Thanh Hai |
|
3,750,000 |
10.42% |
3,411,100 |
9.48% |
Restructure investment |
|
2 |
Nguyen Thi Bich Hong |
|
147,000 |
0.41% |
161,000 |
0.45% |
Increase shareholding |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
3. Other transactions
|
No. |
Name |
Relation with PDMR |
Shareholding at the beginning of the term |
Shareholding at the end of the term |
Reason (buy, sell, transfer, dividend, bonus share...) |
|
Share |
Percentage |
Share |
Percentage |
|
1 |
BENTRE AQUAPRODUCT IMPORT AND EXPORT JOINT STOCK COMPANY |
|
No detail |
|
1,919,600 |
5.33% |
|
|
2 |
Doan Duc Tuyen |
|
2,961,100 |
8.23% |
2,961,100 |
8.23% |
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