2. Transactions of PDMRs and connected persons/ institutions

Friday, 27/07/2012 11:29

AVS: Corporate Governance report (first 06 months)

CORPORATE GOVERNANCE

(first 06 months/2012)

           

            Company: AU VIET SECURITIES CORPORATION

            Address: Level 3, 194 Nguyen Cong Tru, District 1, Hochiminh city

            Tel.: (08) 38216789                                Fax: (08) 38213399

            Email: info@avsc.com.vn

            Charter capital: VND 360 billion

            Stock code:  AVS

I. BOD Activities (first 06 months/2012)

Meetings:

No.

Members of BOD

Title

Attendance

Rate

Reasons for not attending

1

Mr. Doan Duc Vinh

Chair of the Board

7

100%

2

Mr. Nguyen Hoang Long

Director

7

100%

3

Mr. Nguyen Thanh Hai

Director

7

100%

4

Mr. Ngyuen Khac Lac

Director

7

100%

5

Mr. Hoang Duc Hoa

Director

7

100%

II. Board Resolutions (first 06 months/2012)

No.

 Board Resolution No.

Date

Content

1

1/2012/NQ-AVSC/HDQT

03/1/2012

Trading shares in 01/2012

2

2/2012/NQ-AVSC/HDQT

31/1/2012

Trading shares in 02/2012

3

3/2012/NQ-AVSC/HDQT

29/2/2012

Trading shares in 03/2012

4

4/2012/NQ-AVSC/HDQT

03/4/2012

Trading shares in 04/2012

5

5/2012/NQ-AVSC/HDQT

03/5/2012

Trading shares in 05/2012

6

6/2012/NQ-AVSC/HDQT

01/6/2012

Trading shares in 06/2012

7

7/2012/NQ-AVSC/HDQT

30/6/2012

Set up provision for stocks of first 6 months 2012

III. Change in connected persons/ institutions

No.

Name of connected persons/institutions

Trading account (if any)

Position of PDMR at the company (if any)

Date to become connected persons/ institutions

Date no longer connected persons/ institutions

Reasons

IV. Transactions of PDMRs and connected persons/ institutions

1. List of PDMRs and connected persons

No.

Name

Trading account (if any)

Position of PDMR at the company (if any)

Shareholding at the end of the term

Shareholding percentage at the end of the term

Note

1

Doan Duc Vinh

Chair of the board

5,059,700

14.05%

2

Vu Thi Thanh Thuy

1,200,000

3.33%

3

Nguyen Thanh Hai

Deputy Chair of the board

3,411,100

9.48%

<P STYLE='TEXT-ALIGN: JUSTIFY; LINE-HEIGHT: 150%; MARGIN: 0PT; TAB-STOPS: LIST 36.0PT' class=MsoNormal>

4

Nguyen Hoang Long

Deputy Chair of the board – General manager

900,000

2.5%

5

Hoang Duc Hoa

Director

500,000

1.39%

6

Nguyen Khac Lac

Director

1,750,000

4.86%

7

Nguyen Van Quang

Chief of Supervisory board

3,000

0.01%

8

Nguyen Thi Bich Hong

Member of Supervisory board

161,000

0.45%

9

Trieu Hoang Phuong Anh

Member of Supervisory board

20,000

0.06%

10

Bui Van Truong

Deputy General Manager

0

0

11

Tran Lan Huong

Chief Accountant

0

0

No.

Name

Relation with PDMR

Shareholding at the beginning of the term

Shareholding at the end of the term

Reason (buy, sell, transfer, dividend, bonus share...)

Share

Percentage

Share

Percentage

1

Nguyen Thanh Hai

3,750,000

10.42%

3,411,100

9.48%

Restructure investment

Nguyen Thi Bich Hong

147,000

0.41%

161,000

0.45%

Increase shareholding

3. Other transactions

<TD STYLE='BORDER-BOTTOM: WINDOWTEXT 1PT SOLID; BORDER-LEFT: #F0F0F0; PADDING-BOTTOM: 0PT; BACKGROUND-COLOR: TRANSPARENT; PADDING-LEFT: 5.4PT; WIDTH: 126.25PT; PADDING-RIGHT: 5.4PT; BORDER-TOP: WINDOWTEXT 1PT SOLID; BORDER-RIGHT: WINDOWTEXT 1PT SOLID; PADDING-TOP: 0PT; MSO-BORDER-ALT: SOLID WINDOWTEXT .5PT; MSO-BORDER-LEFT-ALT: SOLID WINDOWTEXT .5PT' vAlign=top width=168 colSpan=2>

Shareholding at the beginning of the term

No.

Name

Relation with PDMR

Shareholding at the end of the term

Reason (buy, sell, transfer, dividend, bonus share...)

Share

Percentage

Share

Percentage

1

BENTRE AQUAPRODUCT IMPORT AND EXPORT JOINT STOCK COMPANY

No detail

1,919,600

5.33%

2

Doan Duc Tuyen

2,961,100

8.23%

2,961,100

8.23%

 

AVS: Corporate Governance report (first 06 months)

(first 06 months/2012)

           

            Company: AU VIET SECURITIES CORPORATION

            Address: Level 3, 194 Nguyen Cong Tru, District 1, Hochiminh city

            Tel.: (08) 38216789                                Fax: (08) 38213399

            Email: info@avsc.com.vn

            Charter capital: VND 360 billion

            Stock code:  AVS

I. BOD Activities (first 06 months/2012)

Meetings:

<TR STYLE='MSO-YFTI-IROW: 1'>

No.

Members of BOD

Title

Attendance

Rate

Reasons for not attending

1

Mr. Doan Duc Vinh

Chair of the Board

7

100%

2

Mr. Nguyen Hoang Long

Director

7

100%

3

Mr. Nguyen Thanh Hai

Director

7

100%</SPAN>

4

Mr. Ngyuen Khac Lac

Director

7

100%

5

Mr. Hoang Duc Hoa

Director

7

100%

II. Board Resolutions (first 06 months/2012)

No.

 Board Resolution No.

Date

Content

1

1/2012/NQ-AVSC/HDQT

03/1/2012

Trading shares in 01/2012

2

2/2012/NQ-AVSC/HDQT

31/1/2012

Trading shares in 02/2012

3

3/2012/NQ-AVSC/HDQT

29/2/2012

Trading shares in 03/2012

4

4/2012/NQ-AVSC/HDQT

03/4/2012

Trading shares in 04/2012

5

5/2012/NQ-AVSC/HDQT

03/5/2012

Trading shares in 05/2012

6

6/2012/NQ-AVSC/HDQT

01/6/2012

Trading shares in 06/2012

7

7/2012/NQ-AVSC/HDQT

30/6/2012

Set up provision for stocks of first 6 months 2012

III. Change in connected persons/ institutions

No.

Name of connected persons/institutions

Trading account (if any)

Position of PDMR at the company (if any)

Date to become connected persons/ institutions

Date no longer connected persons/ institutions

Reasons

IV. Transactions of PDMRs and connected persons/ institutions

1. List of PDMRs and connected persons

No.

Name

Trading account (if any)

Position of PDMR at the company (if any)

Shareholding at the end of the term

Shareholding percentage at the end of the term

Note

1

Doan Duc Vinh

Chair of the board

5,059,700

14.05%

2

Vu Thi Thanh Thuy

1,200,000

3.33%

3

Nguyen Thanh Hai

Deputy Chair of the board

3,411,100

9.48%

4

Nguyen Hoang Long

Deputy Chair of the board – General manager

900,000

2.5%

5

Hoang Duc Hoa

Director

500,000

1.39%

6

Nguyen Khac Lac

Director

1,750,000

4.86%

7

Nguyen Van Quang

Chief of Supervisory board

3,000

0.01%

8

Nguyen Thi Bich Hong

Member of Supervisory board

161,000

0.45%

9

Trieu Hoang Phuong Anh

Member of Supervisory board

20,000

0.06%

10

Bui Van Truong

Deputy General Manager

0

0

11

Tran Lan Huong

Chief Accountant

0

0

2. Transactions of PDMRs and connected persons/ institutions

No.

Name

Relation with PDMR

Shareholding at the beginning of the term

Shareholding at the end of the term

Reason (buy, sell, transfer, dividend, bonus share...)

Share

Percentage

Share

Percentage

1

Nguyen Thanh Hai

3,750,000

10.42%

3,411,100

9.48%

Restructure investment

2

Nguyen Thi Bich Hong

147,000

0.41%

161,000

0.45%

Increase shareholding

3. Other transactions

No.

Name

Relation with PDMR

Shareholding at the beginning of the term

Shareholding at the end of the term

Reason (buy, sell, transfer, dividend, bonus share...)

Share

Percentage

Share

Percentage

1

BENTRE AQUAPRODUCT IMPORT AND EXPORT JOINT STOCK COMPANY

No detail

1,919,600

5.33%

2

Doan Duc Tuyen

2,961,100

8.23%

2,961,100

8.23%

 
 
[Back]

 

 Others

D11: Financial Statement Quarter 2_2012 (27/07/2012)

DBC: Financial Statement Quarter 2_2012 _holding company (27/07/2012)

SGD: Notice of share repurchase for Treasury stock (27/07/2012)

SGD: Result of transactions of Directors, PDMR (Ms. Nguyen Thi Lan Phuong) (27/07/2012)

 

  Others:
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