SRF: Trading result and transaction of affiliated institution

Seaprodex Refrigeration Industry Corporation disclosed trading result and transaction of an institution affiliated with an inside shareholder as follows:

-         Stock symbol: SRF 

-         Trader: Viet Capital Fund                 

-         Affiliated person: Mr. Cung Tran Viet – Director of Research at Viet Capital Fund

-         Positions of Mr. Cung Tran Viet at  the listed firm: a Member of the BOD

-         Owning volume before trading: 11,657,030 shares (22.66%)

-         Volume registered to sell: 163,800 shares; buy: 163,800 shares

-         Bought volume: 0 share

-         Sold volume: 10,000 shares

-         Owning volume after trading: 1,647,030 shares (22.52%)

-         Trading method: Order matching

-         Trading period: From April 16, 2012 to June 11, 2012

-         Reason of incomplete transaction: The price was not in the trader’s expectation

-         Registered volume continues selling: 300,000 shares

-         Owning volume after trading: 1,347,030 shares (18.41%)

-         Trading method: order matching and put through

-         Expected trading period: from June 15, 2012 to July 15, 2012

HOSE

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>   PGD: Trading result of affiliated institution (12/06/2012)

>   VSC: Trading result of major shareholder (12/06/2012)

>   CII: Transaction of inside shareholder (12/06/2012)

>   KDC: Trading result of inside shareholder (12/06/2012)

>   FMC: Change in the ownership ratio of a major shareholder (12/06/2012)

>   PNC: Trading result of inside shareholder (12/06/2012)

>   VRC: Trading result of major shareholder (12/06/2012)

>   AVS: Notice of transaction of Directors, PDMR (11/06/2012)

>   PVL: Phong Phu JSC no longer principal shareholder (11/06/2012)