CII: Report on ESOPs

On June 22, 2012, Hochiminh City Infrastructure Investment Joint Stock Company (CII) disclosed results of share offerings under Employee Stock Ownership Plans (ESOPs):

Stock:

-         Stock name: Stock of Hochiminh City Infrastructure Investment Joint Stock Company

-         Stock type: common stock

-         Par value: VND10,000/share

-         Offering price: VND10,000/share

-         Object of the offerings: CII’s selected employees. The selected person will be granted a certificate for rights to buy stock for five years. Every year, each member of ESOP can buy a number of common shares which are equivalent to 20% of total rights to buy stock.

-         ESOP 2006: 100,000 shares in 05 years. CII offered 20,000 shares in 2008; 20,000 shares in 2009; and 20,000 shares in 2010.

-         ESOP 2007: 100,000 shares in 05 years. CII offered 20,000 shares in 2009 and 20,000 shares in 2010.

-         ESOP 2008: 100,000 shares in 05 years. CII offered 20,000 shares in 2010.

-         Offering volume: 60,000 shares (no more than 5% of total outstanding shares), including:

+        ESOP 2006: 20,000 shares

+        ESOP 2007: 20,000 shares

+        ESOP 2008: 20,000 shares

-         Total mobilized capital: VND600,000,000.

-         Date to register to buy stock: June 21, 2012.

-         Date to finish share transfer (estimated): June 26, 2012

Result:

Investor	Offering price (VND/ share)	Offering volume (share)	Registered volume (share)	Distributed volume (share)	Number of investors	Distributed investors	Undistributed investors	Remaining shares	Distributed ratio
1	2	3	4	5	6	7	8=6-7	9=3-5	10
1. Employees:	10,000	60,000	60,000	60,000			0	0	100%
- ESOP 2006		20,000	20,000	20,000	16	16	0	0	100%
- ESOP 2007		20,000	20,000	20,000	17	17	0	0	100%
- ESOP 2008		20,000	20,000	20,000	20	20	0	0	100%
2. Current shareholders
3. Current bondholders
4. Foreign investors
Total		60,000	60,000	60,000			0	0	100%

-         Total distributed shares                                : 60,000 shares (100% of the offering volume)

-         Total proceeds from the share offering            : VND600,000,000.

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